Example of an AuditAlert email notification
The follow question(s) has been assigned to you and you are expected to have a response by the indicated “due date” associated for the examination. It is your responsibility to collaborate with your staff by selecting the “responders” tab and assign your staff or other experts within the organization. The dialog amongst your staff and assigned experts, if any, must be documented in the “responses” section of the applicable question. Associated documents, URLs and spreadsheets, if any, must be attached via the Document/URLs form associated with each response.

Examination Name: Risk Management: Compliance: Bank Secrecy Act
Reference: Compliance program and reporting
Examination Date: August 31, 2002
Due Date: September 10, 2002

Please select the attached link:

Outstanding questions for the above examination